Manager research, evidence and open diligence items remain visible before approval.
For wealth managers and investment offices
Govern manager research. Maintain continuous oversight.
AlphaScaled gives wealth managers a governed route from manager research and due diligence through approved-list governance, continuous monitoring and periodic review. Your investment team retains authority over research, selection and portfolio decisions.
Manager researchMaintain a structured institutional record across organisations, strategies, evidence and review activity.
Approved-list governancePreserve the evidence, review history and authorised human decisions supporting approved-manager status.
Continuous monitoringTrack regulatory, document, service-provider and organisational changes across approved managers.
Periodic reassessmentKeep upcoming reviews, exceptions and governance records visible throughout the manager lifecycle.
Controlled product view
The wealth manager operating surface.
A governed view of manager research, approved-list status and continuous oversight. The illustration shows the control environment without exposing client data, proprietary scoring logic or underlying workflow IP.
Wealth manager workspaceManager Research & Oversight Control
Illustrative · No client dataEvidence, committee review and approval history remain attributable and auditable.
Regulatory, document and organisational changes can be returned to controlled review.
Upcoming reviews and unresolved matters remain visible throughout the manager lifecycle.
ResearchDue diligenceApproved listContinuous monitoring
Institutional continuity
One governed record. Continuous institutional context.
ResearchDiligenceDecisionMonitoringReassessment
Wealth manager outcomes
Discovery
Identify managers worthy of institutional review.
Surface curated managers and SMA capabilities against mandate, return, risk and capacity requirements.
Diligence
Conduct Tier 1 due diligence in one governed workflow.
Coordinate performance evidence, DDQ, ODD, documents, exceptions and external reviewers without fragmented inboxes.
Decision
Establish evidence status before committee review.
Create a clear account of what was submitted, checked by authorised reviewers, challenged, resolved and approved.
Regulatory intelligence
Monitor relevant regulatory disclosures and material change.
Where applicable, bring SEC Form ADV information and change detection into the governed review record so authorised teams can assess changes alongside diligence evidence. AlphaScaled does not make regulatory determinations or provide legal advice.
Monitoring
Preserve continuity after allocation.
Maintain governance context, reporting obligations and evidence history beyond the initial decision.